EPSTEIN
page 3 / 272 . OCR, unverified
overseas on your inquiry.
As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has not had any natural flow in this
stock in the past few months, but a few clients that have expressed some interest in the name so we have calls out to
ascertain if we might be able to put together something.
The stock is currently 27.85 EUR x 27.95 EUR with only 4,000 shares that have traded. Average volume for this stock is
17,000 shares.
We will be back to shortly with more insight.
Best regards,
Delores Rubin
Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue 10154-0004 New York, NY, USA
Tel.
Email
From: Richard Kahn [mailto
l
Sent: Tuesday, May 23, 2017 6:18 AM
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To: Tazia Smith
Cc: Stewart Oldfield
Subject: Re: Rothschild [C]
Any update on bid ask for 100k Roth ?
Delores Rubin
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue, 4th Floor
New York, NY 10022
Phon
Fax
Cel
; Vahe Stepania
Matt Glassman
On May 22, 2017, at 6:47 PM, Tazia Smith
wrote:
Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on
that size but we will be back with color.
Thanks Rich,
Tazia
Tazia Smith
Key Client Partners - US
Deutsche Bank Wealth Management
C
---Original Message---
From: Richard Kahn
Sent: Monday, May 22, 2017 05:26 PM Eastern Standard Time
To: Tazia Smith
Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman
Subject: Re: Rothschild [C]
thank you
please forward quote once received tomorrow am
thanks
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York NY 10022
tel
fa
ce
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
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On May 22, 2017, at 2:16 PM, Tazia Smith
wrote:
Classification: Confidential
You saw it closed in France at 27.585 euros, on —1.6k shares today. Call you now to
discuss your aftermarket objectives on look— I'm concerned b/a is going to be wide.
From: Richard Kahn
Sent: Monday, May 111.1.1
To: Tazia Smith
Subject: Re: Rothschild [C]
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fax
cell
On May 22, 2017, at 2:07 PM, Tazia Smi
wrote:
Classification: Confidential
Hi Rich - Received. Reviewing. Be back
From: Richard Kahn
Sent: Monday, May 22, 2017 10:59 AM
To: Tazia Smith
Cc: Stewart Oldfield
Subject: Fwd: Rothschild
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